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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2002-10-18 |
| OK | RA | APPROVED | 2002-09-19 |
Branch Locations
4811 Gaillardia Pkwy, Oklahoma City, OK 73142 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oklahoma City | OK | 08/2002 | Present |
| Bank Of America, N.A. | Oklahoma City | OK | 12/2009 | Present |
I*127867 For profit or not for profit: For-Profit Organization Name of outside business organization: SELF Investment related: N Address of business: Oklahoma City, Oklahoma 73162 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 11/5/2019 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I am selling some lithograph art work that I completed to appx 20 Delta Tau Delta fraternity members of their old Frat house at OU.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-23 |
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