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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-03 |
| FL | RA | APPROVED | 2019-02-20 |
Branch Locations
2600 Maitland Center Parkway Suite 340, Maitland, FL 32751 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lake Mary | FL | 03/2009 | 02/2019 |
| Collaborative Wealth | Lake Mary | FL | 05/2015 | 12/2018 |
| Independent Advisor Alliance, Llc | Maitland | FL | 02/2019 | Present |
| Lpl Financial Llc | Maitland | FL | 04/2020 | Present |
1. 4/15/2020 - Crossover Point Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 5/01/2019 - 50 Hours Per Month - Time Spent 20%. 2. 4/15/2020 - Henderson Wealth Management - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Owner and President - Started 01/15/2010 - 0 Hours Per Month. 3. 4/27/2020 - Independent Advisor Alliance (IAA) - DBA: (Hybrid) Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 03/01/2019 - 200 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 04/2020. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/27/2020 - Crossover Point Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2019 - 150 Hours Per Month/Time Spent 80% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 04/2020. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 11/03/2022 - Sage Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/11/2022 - 4 Hours Per Month/4 Hours During Securities Trading. 6. 11/04/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Author - Start Date: 09/12/2022 - 10 Hours Per Month/0 Hours During Securities Trading - Writing a book.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-09 |
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