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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-16 |
| CA | RA | APPROVED | 2021-12-15 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Huntington Beach, CA • United States
7561 Center Ave Ste 17, Huntington Beach, CA 92647 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Orange | CA | 04/2009 | 10/2017 |
| Securities America Inc. | Huntington Beach | CA | 10/2017 | 11/2021 |
| Securities America Advisors | Huntington Beach | CA | 10/2017 | 11/2021 |
| Arbor Point Advisors | Huntington Beach | CA | 03/2019 | 11/2021 |
| Lpl Financial, Llc | Huntington Beach | CA | 12/2021 | Present |
1) 1985 - Non-Variable Insurance / Elite Life Insurance / Investment Related / 1HR/MO / Huntington Beach, CA 92649 2) 1992 - DBA for LPL Business (entity for LPL business) / Elite Financial Network / Investment Related / Huntington Beach, CA 92649 3) 05/09/2019 - Other - Wrote a Book / Own Your Future / Investment Related / 1HR/MO / Huntington Beach, CA 92649
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-23 |
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