Richard B. Henderson

Current Employers

Employment History

• 10/1989 → 11/2023
  Fsc Securities Corporation
  Oklahoma City, OK
• 11/2023 → Present
  Osaic Wealth, Inc.
  Oklahoma City, OK

Previous Registrations

• 1997-06-09 → 2023-11-03
  Fsc Securities Corporation
  Oklahoma City, OK
  Oklahoma City, OK

Other Businesses

1) RICHARD B. HENDERSON POSITION: Owner NATURE: Sole Proprietorship - INVESTMENT RELATED: No # OF HRS: 20 SECURITIES TRADING HOURS: 1 START DATE: 1/1/80 ADDRESS: 17101 Fox Prowl Lane Dr, Edmond OK 73012 DESCRIPT: Richard B. Henderson Personal & Business Consultation unrelated to BD investment & securities business for both Personal & Small Business Needs. Consultation could include Budget, Cash Flow, Debt Elimination, Business Management, Receivables & Collection, Profitability, Employee Relations & Management, Marketing, Goal Setting, Financial & Business Evaluation, Asset Ownership and Estate Planning Educational Concepts, Rental Property Management, Competition. 2) RICHARD B. HENDERSON POSITION: Owner NATURE: Other Personal Business/Hobby. INVESTMENT RELATED: Yes # OF HRS: 20 SECURITIES TRADING HRS: 0 START DATE: 1/1/70 ADDRESS: 17101 Fox Prowl Ln, Edmond OK 73012 DESCRIPT: Trading various types of collectibles that are previously disclosed for my own account. Examples would be: Sports memorabilia, U.S. numismatic coins/collections and other precious metals: gold, silver, platinum, palladium, Various art &bronzes, as well as Items purchased at auctions, etc. 3) RICHARD B. HENDERSON DBA LEGACY ASSET MANAGEMENT, INC. I HAVE MARKETED MY FINANCIAL SERVICES PRACTICE FOR MANY YEARS UNDER THIS DBA. I INCORPORATED LEGACY ASSET MANAGEMENT, INC. UNDER SUB S STATUS IN THE STATE OF OKLAHOMA ON DECEMBER 30, 1997. POSITION: Owner NATURE: Sub S Corp in Oklahoma. INVESTMENT RELATED: Yes # OF HRS: 200 SECURITIES TRADING HRS: 200 START DATE: 1/1/89 ADDRESS: 2629 W. I 44 Service Rd Ste 100 Oklahoma City, OK 73112 17101 Fox Prowl Ln Edmond Oklahoma 73102, Oklahoma City OK 73112 DESCRIPT:Legacy Asset Management, Inc. Financial & Investment Services as a RR through my BD firm, FSC Securities Corporation and also as a Registered Investment Advisor Associate of the broker-dealer. 4) RICHARD B HENDERSON POSITION: Owner NATURE: Rental House owned by Cynthia E Henderson (Spouse) Revocable Trust of which my wife and I are Co-Trustees. INVESTMENT RELATED: No # OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 2/1/15 ADDRESS: 17101 Fox Prowl Ln, Edmond OK 73012 DESCRIPT: Owner of rental house property. Supervising Rental/Maintenance. 5) RICHARD B HENDERSON FBO JERRY DON GLOVER POSITION: Co-Trustee & Power Of Attorney NATURE: Approved by FSC Compliance prior to documents being created to act on the benefit of a family member, Jerry Don Glover, my brother-in-law. Estate docs implemented on 26 May 2023 for me to serve as Co-Trustee with Don and act as his POA. I am to remain as his broker of record to continue acting with discretion on his advisory accounts and now his retail accounts in addition to his personal non-securities accounts. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HRS: 0 START DATE: 5/26/23 ADDRESS: 17101 Fox Prowl Ln, Edmond OK 73012 DESCRIPT: Don has been diagnosed with the onset of progressive dementia due to his exposure to Agent Orange while in Viet Nam. This disease is expected to progress over the next two years where he will be admitted to Full Benefits and Care at a Veteran's medical and retirement facility. My duties will possibly increase over time to care for any of his additional financial needs. His wife and son's will oversee his physical care and when he is admitted to the facility, his two sons will step in as Co-Trustees with me. I will receive no additional compensation for this activity at this time but will be reimbursed for reasonable out of pocket expenses. I will still receive compensation as his Investment Advisor and Registered Representative on his investment accounts in the same manner that I am currently and have been receiving for over a decade. I may receive reasonable compensation in the future for additional time needed when Don is admitted to Veterans care. Normal and customary compensation at that tie would be in a similar manner that his two son's and wife will receive at that time.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-29
• S63 Uniform Securities Agent State Law Examination
  1986-12-30

Other Names

• Rick Henderson
• Richard Barnette Henderson