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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-07-08
TX RA APPROVED_RES 1994-03-21
  • CA RA
    APPROVED
    Since 1997-07-08
  • TX RA
    APPROVED_RES
    Since 1994-03-21

Branch Locations

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 02/1994 Present
Other Businesses

nATIONAL Conflict Resolution Center / 530 B street San Diego,California 92101 / Other/ Charities, Cultural, Educational & Political Organisations / CHARITY / Member of Board of Directors / / Board Member / Start Date 6/30/14 NON PROFIT Corporation / Jewish Community Foundation / 4950 Murphy Canyon Rd San Diego, CA 92123 / Charity / community foundation / Member of Board of directors / Chair committee / Start Date 8/12/2019 la jolla counry day school / 9490 genessee ave la jolla, / United States / Charity / Education / private school / Other / member of finance committee / help to analyze current financial data and make recommendations/advise the board / Start Date 9/26/2019 /

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-18
  • S63 Uniform Securities Agent State Law Examination
    1986-11-18

View on SEC IAPD

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