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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-09-05
  • PA RA
    APPROVED
    Since 2014-09-05

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Conshohocken PA 09/2014 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
Other Businesses

Name of Activity: Kingston Shatnez Lab; Date Activity Started/Modified/Ended:2025-09-17; Address: 125 3rd Ave, Kingston, PA; Type of Activity: Other; Describe if any other Activity: Garment testing for ritual purposes.; Role/Relationship: Owner/ Proprietor; Describe if any other Roles/Responsibility:;Responsibilities: To check garments for compliance with Torah laws; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-23
S63 Uniform Securities Agent State Law Examination 1986-10-28
  • S66 Uniform Combined State Law Examination
    2003-09-23
  • S63 Uniform Securities Agent State Law Examination
    1986-10-28

View on SEC IAPD

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