Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-10-31 |
| TX | RA | APPROVED | 2024-10-31 |
Branch Locations
2605 Nicholson Rd Ste 2301, Sewickley, PA 15143 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2611 Nicholson Rd, Building I, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 10/2024 |
| Transitions Wealth Management | Sewickly | PA | 03/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 10/2024 |
| Lpl Financial Llc | Sewickley | PA | 10/2024 | Present |
1) 05/2023 - Transitions Wealth Management / DBA for LPL Business (entity for LPL business) / inv. Related / Sewickely, PA 15143 / Start date 10/31/2024 - 160 Hrs per month - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-28 |
Reach out to this advisor