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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-20 |
Branch Locations
2277 Plaza Dr Ste 650, Sugar Land, TX 77479-6702 • United States
Richmond, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Sugar Land | TX | 07/2016 | 11/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2016 | 11/2021 |
| Ameriprise Financial Services Llc | Sugar Land | TX | 11/2021 | Present |
Business Ownership; AMARPSHAH LLC; Owner; Created LLC for Future Possibilities- Once Assets are Built over a Year. Will get some Business Loan if available -if not will try to use Savings & that will take some time up to a year or more. If it doesn't work out- will shut down.; 3426 Pine Warbler Court, , RICHMOND, TX, 77469; Not Investment-Related; 12/10/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-05 |
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