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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-01
FL RA APPROVED 2017-11-30
  • TX RA
    APPROVED_RES
    Since 2018-06-01
  • FL RA
    APPROVED
    Since 2017-11-30

Branch Locations

670 N Orlando Ave Ste 102, Maitland, FL 32751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Orlando FL 01/2005 11/2017
Daniel Trivison & Associates Orlando FL 09/1992 Present
Lpl Financial, Llc Maitland FL 11/2017 Present
  • 01/2005 → 11/2017
    National Planning Corporation
    Orlando, FL
  • 09/1992 → Present
    Daniel Trivison & Associates
    Orlando, FL
  • 11/2017 → Present
    Maitland, FL
Previous Registrations
  • 2005-01-14 → 2017-12-05
    National Planning Corporation
    Longwood, FL
    Maitland, FL
    Los Angeles, CA
  • 2009-07-16 → 2012-08-01
    Advantage Investment Management, Llc
    Orland, FL
  • 2006-12-18 → 2008-04-28
    Longwood, FL
  • 2005-02-24 → 2007-01-23
    Orlando, FL
  • 1998-06-09 → 2005-01-04
    Walnut Street Advisers Inc
    Winter Park, FL
Other Businesses

1. 4/2/2018 - Daniel Trivison & Associates, Inc. - DBA: Trivison & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) Started 09/01/1992 - 160 Hours Per Month During Securities Trading. 2. 2/28/2023 - No Business Name - Investment Related - Casselberry, FL 32707 - Real Estate Rental - Start Date - 03/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-06-13
S63 Uniform Securities Agent State Law Examination 1987-08-07
  • S65 Uniform Investment Adviser Law Examination
    1991-06-13
  • S63 Uniform Securities Agent State Law Examination
    1987-08-07
Other Names
  • Dan Trivison

View on SEC IAPD

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