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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-01-27 |
| TX | RA | APPROVED_RES | 2025-06-20 |
| NY | RA | APPROVED | 2021-09-03 |
Branch Locations
101 State Farm Place Suite 103, Malta, NY 12020 • United States
Lake George, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. Partner - BRKLYN Equity LLC, Since 04/2024, 2 hours/month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-05 |
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