Christopher John Spratt

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 03/2017
  Metlife Securities Inc
  Latham, NY
• 03/2017 → 02/2018
  Mml Investors Services, Llc
  Latham, NY
• 07/2016 → 02/2018
  Massmutual Life Insurance Co
  Latham, NY
• 02/2018 → 07/2022
  Ameriprise Financial Services Inc
  Latham, NY
• 07/2022 → Present
  Equitable Advisors Llc
  New York, NY

Previous Registrations

• 2021-04-16 → 2022-08-01
  Ameriprise Financial Services, Llc
  Latham, NY
  Saratoga Springs, NY
  Jay, NY
  Clifton Park, NY
• 2012-06-20 → 2016-12-31
  Msi Financial Services, Inc.
  Latham, NY
• 2009-08-17 → 2012-06-15
  Lpl Financial Llc
  Albany, NY

Other Businesses

(1) Foundation Board Member of Saratoga Bridges; Saratoga Springs, NY; non-profit for developmentally disabled, non-investment related, Foundation Board Member; start date: 9/2007; 1 meeting/month during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-10-14
• S63 Uniform Securities Agent State Law Examination
  2001-03-28

Other Names

• Christopher John Spratt
• Christopher J Spratt