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Sean Michael Richardson

Equitable Advisors, LLC

Malta, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
TX RA APPROVED 2020-05-27
  • NY RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED
    Since 2020-05-27

Branch Locations

101 State Farm Place Suite 103, Malta, NY 12020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St Lawrence University Buffalo NY 08/2014 05/2018
Unemployed East Syracuse NY 06/2018 08/2018
Axa Advisors New York NY 08/2018 06/2020
Equitable Advisors, Llc New York NY 08/2018 Present
  • 08/2014 → 05/2018
    St Lawrence University
    Buffalo, NY
  • 06/2018 → 08/2018
    Unemployed
    East Syracuse, NY
  • 08/2018 → 06/2020
    Axa Advisors
    New York, NY
  • 08/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-16
  • S66 Uniform Combined State Law Examination
    2018-08-16
Other Names
  • Sean Michael Richardson
  • Sean Richardson

View on SEC IAPD

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JAMESON Timothy HOWLEY
Ryan Jeffrey Dalbey
Angela Aruanna
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Steven Michael Krumpholz
Alex James Cunningham

Other Offices

EAGLE STRATEGIES LLC · MALTA, NY
EAGLE STRATEGIES LLC · MALTA, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Malta, NY
OSAIC WEALTH, INC. · MALTA, NY
EDWARD JONES · MALTA, NY
LPL FINANCIAL LLC · MALTA, NY
PKS ADVISORY SERVICES, LLC · MALTA, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Malta, NY

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