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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-21 |
| NY | RA | APPROVED | 2021-06-24 |
Branch Locations
101 State Farm Place Suite 103, Malta, NY 12020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 08/2019 | 06/2020 |
| Capital Financial Planning, Llc | Albany | NY | 03/2018 | 07/2019 |
| Lpl Financial Llc | Boston | MA | 03/2018 | 07/2019 |
| Nicole'S Special Events & Catering Co. | Albany | NY | 01/2015 | 08/2019 |
| Suny System Adminstration | Albany | NY | 06/2017 | 06/2018 |
| Delmonico'S Italian Steakhouse | Albany | NY | 01/2017 | 06/2018 |
| Suny, University At Albany | Albany | NY | 05/2015 | 05/2019 |
| Equitable Advisors, Llc | New York | NY | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-06 |
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