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Jeffrey Baker

Wells Fargo Advisors Financial Network, LLC

Chesterfield, MO

Estero, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-28
MO RA APPROVED 2021-08-23
TX RA APPROVED_RES 2020-07-20
  • FL RA
    APPROVED
    Since 2022-01-28
  • MO RA
    APPROVED
    Since 2021-08-23
  • TX RA
    APPROVED_RES
    Since 2020-07-20

Branch Locations

14767 North Outer 40 Rd Fl 2 Ste 201, Chesterfield, MO 63017 • United States

Estero, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chesterfield MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Chesterfield MO 11/2016 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Chesterfield, MO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Chesterfield, MO
Other Businesses

RENTAL PROPERTY, INVT RELATED, SHORLINE, WA, 100% OWNERSHIP WITH SPOUSE, START DATE 10/3/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-20
S63 Uniform Securities Agent State Law Examination 1986-10-22
  • S65 Uniform Investment Adviser Law Examination
    2021-08-20
  • S63 Uniform Securities Agent State Law Examination
    1986-10-22
Other Names
  • Jeffrey A Baker
  • Jeffrey Alan Baker

View on SEC IAPD

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Other Investors

MICHAEL CHRISTOPHER CARROLL
KERRY D ROGERS
MATTHEW EDWARD FITZGERALD
PATRICK DONLAN
JAMES MATTHEW MUCCIGROSSO
Jason Alan Cummings
Thomas Christopher Self
JACOB DANIEL STANSFIELD

Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

More in Chesterfield, MO

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