David Wain Googe

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1983 → Present
  The Midland Insurance
  Winston-Salem, NC
• 09/2014 → Present
  Voya Financial Advisors
  Winston-Salem, NC

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 723 COLISEUM DR SUITE 202; WINSTON-SALEM; NC; 27106; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/1/2009; 6; 2; I ASSIST A HANDFUL OF IND AGTS IN PLACING FIXED INS/ANNTS THRGH INSRNCE CARRIERS|NAME OF ENTITY:SOUTHEASTERN PENSION CO; No; 707 COLISEUM PLAZA CT; WINSTON-SALEM; NC; 27106; PENSION PLAN ADMINISTRATORS; PRESIDENT; 10/1/2009; 8; 0; REVIEW MONTHLY FINANCIAL STATEMENTS AND BUSINESS ACTIVITY,FULL RESPONSBIBILITY FOR COMPANY.|NAME OF ENTITY:GOOGE FINANCIAL.SERVICES, INC; No; 723 COLISEUM DR SUITE 202; WINSTON SALEM; NC; 27106; FINANCIAL SERVICES/DBA; OWNER/PRESIDENT; 3/1/1990; 160; 160; SALE AND SERVICE OF INSURNACE,SECURITIES AND INVESTMENT PRODUCTS.|

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-08-06
• S63 Uniform Securities Agent State Law Examination
  1994-04-04