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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-01-07
  • TN RA
    APPROVED
    Since 2004-01-07

Branch Locations

5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Memphis TN 06/1986 Present
Mml Investors Services, Llc Memphis TN 09/1986 Present
Other Businesses

(1) NAME: J. RANDOLPH. FLATT, CLU, AEP, LUTCF INV REL: Y ADD: 5100 POPLAR AVENUE SUITE 2300 MEMPHIS, TN. 38137 NATURE: NONMMLIA - INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, AGENT START DATE: 1986 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1987-01-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1987-01-19
Other Names
  • Randy Flatt
  • Julius R Flatt
  • J. Randolph Flatt

View on SEC IAPD

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