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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 1999-01-01 |
Branch Locations
630 Southpointe Ct Ste 102, Colorado Springs, CO 80906 • United States
Colorado Springs, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Colorado Springs | CO | 09/1991 | Present |
1. 12/21/2005: WSP FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 2. 01/30/2013: WSP TAX SERVICES - TAX PREP / ACCOUNTING / BOOKKEEPING - 12% OF TIME SPENT - TAX PREPERATION
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-11-13 |
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