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Sandra Dee Mays

B. Riley Wealth Advisors, Inc.

Memphis, TN

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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-08-29
  • TN RA
    APPROVED
    Since 2022-08-29

Branch Locations

6000 Poplar Ave Suite 201, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Memphis TN 11/2010 Present
B. Riley Wealth Advisors, Inc. Memphis TN 07/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-02
  • S66 Uniform Combined State Law Examination
    2009-06-02
Other Names
  • Sandy D Mays
  • Sandy Dee Allgyer

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
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