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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-19 |
| CO | RA | APPROVED | 1999-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Greenwood Village | CO | 08/1995 | Present |
(1) 04/24/2000: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 15% Time Spent (2) 02/12/2016: Interlaken - Real Estate Rental - Investment Related - 20 Whispering Sands Drive; Sarasota, FL 34242 - Start 02/01/2016 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - Coldwell Banker Real Estate services manages the property, collects rent etc. (3) 1/25/2019 - Denver Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/15/2016 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-24 |
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