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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2011-07-15 |
| TX | RA | APPROVED | 2011-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | MO | 07/2011 | Present |
| Bank Of America, N.A. | Springfield | MO | 11/2011 | Present |
I*3986266 Entity Type: N/A Name of OBA: K and S H Trust Address: Rogersville, Missouri, 65742 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 11/30/2015 Number of Hours: 0, Weekly Number of Hours during trading: 0, Weekly Duties: Self, Spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-22 |
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