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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-09-15 |
| MO | RA | APPROVED | 1999-06-28 |
Branch Locations
8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company Incorporated | Clayton | MO | 11/2002 | Present |
1. MIDCS, Mary Institute and St Louis Country Day School; 101 N Warson, St Louis, MO 63124; Private Coed College Prep School; Member, Board of Trustees; Oversight of school policies and operations; 06/05/2022; 6 Hours per Month; During Securities Trading Hours; Not Investment-Related. 2. Mary Institute and Saint Louis Country Day School; 101 N Warson Ladue MO 63124; Private K-12 School; Chair, Investment Committee; I will head the committee which oversees the endowment's investments; 09/01/2022; 6 hrs/month; During security trading hours; Not Investment-Related 3. Mary Institute and Saint Louis Country Day School; 101 N. Warson St. Louis, MO 63124; Private School, JK-12th grade; Member, Finance and Audit Committee; Review budgets, audit results and capital planning; 06/11/2025; 3hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-02-25 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-22 |
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