Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
MO RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14

Branch Locations

8112 Maryland Ave Suite 400, Clayton, MO 63105 • United States

2305 Village Green Pl Suite A, Champaign, IL 61822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Quincy IL 08/2020 11/2024
Lindenwood University St.CHarles MO 08/2013 Present
Blue Diamond Events Columbia MO 12/2018 Present
Prudential Insurance Company Of America Quincy IL 12/2020 Present
Lpl Enterprise, Llc Quincy IL 11/2024 Present
  • 08/2020 → 11/2024
    Quincy, IL
  • 08/2013 → Present
    Lindenwood University
    St.CHarles, MO
  • 12/2018 → Present
    Blue Diamond Events
    Columbia, MO
  • 12/2020 → Present
    Prudential Insurance Company Of America
    Quincy, IL
  • 11/2024 → Present
    Quincy, IL
Previous Registrations
Other Businesses

1) 2026-04-30 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Vantage Capital - DBA for LPL Business (entity for LPL business) - Y - 125 - 125 - at reported business location(s) - 2026-04-23 - Founder of Vantage Capital-DBA for LPL Business (entity for LPL Business) 2) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-05
S63 Uniform Securities Agent State Law Examination 2020-12-05
  • S65 Uniform Investment Adviser Law Examination
    2021-08-05
  • S63 Uniform Securities Agent State Law Examination
    2020-12-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Clayton, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor