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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-04 |
| MO | RA | APPROVED | 2019-11-20 |
Branch Locations
8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Panera | St. Louis | MO | 02/2012 | 11/2017 |
| Td Ameritrade | St Louis | MO | 11/2017 | 10/2019 |
| Stifel Nicolaus & Co Inc | Clayton | MO | 11/2019 | Present |
1. Notary; 61 Hillcrest Blvd, Ballwin, MO 63021; Notary; 09/01/2021; 3 Hours per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-12 |
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