Robert Joseph Mcnicholas

Current Employers

Employment History

• 05/2009 → 06/2022
  Saxony Securities, Inc
  St. Louis, MO
• 01/2002 → Present
  Mcnicholas Capital Corp.
  Williamsville, NY
• 07/2022 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-05-29 → 2022-08-10
  Saxony Capital Management, Llc
  Williamsville, NY
  Saint Louis, MO
• 2005-10-13 → 2009-06-09
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1. NAME OF OTHER BUSINESS: MCNICHOLAS CAPITAL CORP., INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2002, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2023; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE & FIXED ANNUITIES; 3. NAME OF OTHER BUSINESS: MCNICHOLAS CAPITAL CORP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENT COLLECTION; START DATE: 8/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: COLLECT RENT, MAKE A DEPOSIT, & THEN PAY FULL RENT TO OWNER OF BUILDING;

Exams

• S66 Uniform Combined State Law Examination
  2004-11-08
• S63 Uniform Securities Agent State Law Examination
  1988-01-20

Other Names

• B J Mcnicholas