Randy Devin Toth

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 07/2021
  Citigroup
  Buffalo, NY
• 08/2021 → 06/2024
  Securities America, Inc
  Williamsville, NY
• 03/2023 → 06/2024
  Securities America Advisors
  Williamsville, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Williamsville, NY

Previous Registrations

• 2023-03-23 → 2024-06-14
  Securities America Advisors, Inc.
  Williamsville, NY

Other Businesses

1. SPECIFIC SOLUTIONS POSITION: Broker NATURE: Life Insurance Broker INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/04/2022 ADDRESS: 475 International Dr., Williamsville NY 14221, United States DESCRIPTION: Broker for life insurance as part of financial planning business. 2. SAA: Securities America Advisors - IAR 3. IAR POSITION: Advisory NATURE: advisory affiliation with Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2023 ADDRESS: 6024 Main St, Williamsville NY 14221, United States DESCRIPTION: advisory registered with Securities America Advisors (SAA) in NYS 4. POLEON COMPREHENSIVE WEALTH MANAGEMENT POSITION: agent NATURE: Health insurance both for over and under 65 year olds. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2024 ADDRESS: 6024 Main St., Williamsville NY 14221, United States DESCRIPTION: Provide Health insurance brokerage both for over and under 65 year olds. 5. POLEON COMPREHENSIVE WEALTH MANAGEMENT POSITION: Tax preparer NATURE: Taxes for clients INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2023 ADDRESS: 6024 Main St., Williamsville NY 14221, United States DESCRIPTION: Tax preparer

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-10-11

Designations

• Chartered Financial Analyst