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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Williamsville | NY | 04/1993 | 06/2024 |
| Securities America Advisors, Inc. | Williamsville | NY | 01/2004 | 06/2024 |
| Harender S. Arora - Insurance | Williamsville | NY | 08/2007 | Present |
| Osaic Wealth, Inc. | Williamsville | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Williamsville | NY | 06/2024 | Present |
***NIAGARA FRONTIER SIKH SOCIETY POSITION: trustee NATURE: NIAGARA FRONTIER SIKH SOCIETY, TRUSTEE- CHURCH INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1997 ADDRESS: 9550 Clarence Center Road, Clarence Center NY 14032 DESCRIPTION: This is a church, I am one of 11 trustees ***INSURANCE HARENDER S ARORA POSITION: sales NATURE: HARENDER S ARORA, INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 07/2003 - LOCATED AT 25 CALIFORNIA DR., WILLIAMSVILLE, NY 14221, United States - LESS THAN 1% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2003 ADDRESS: 6024 Main Street, Williamsville NY 14221, United States DESCRIPTION: Small 401k Plans in annuities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-20 |
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