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Rosanne Marie Braxton

Level Financial Advisors, Inc.

East Amherst, NY

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Current Employers
Level Financial Advisors, Inc.

9310 Transit Road Suite 300, East Amherst, NY 14051 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-28
TX RA APPROVED 2013-10-04
  • NY RA
    APPROVED
    Since 2021-07-28
  • TX RA
    APPROVED
    Since 2013-10-04

Branch Locations

9310 Transit Road Suite 300, East Amherst, NY 14051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Level Financial Advisors, Inc. East Amherst NY 09/1987 Present
Designations

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · EAST AMHERST, NY
LPL FINANCIAL LLC · EAST AMHERST, NY
KEY INVESTMENT SERVICES LLC · Amherst, NY
CETERA INVESTMENT ADVISERS LLC · EAST AMHERST, NY
KESTRA ADVISORY SERVICES, LLC · Williamsville, NY
J.P. MORGAN SECURITIES LLC · Amherst, NY
CHARLES SCHWAB & CO., INC. · Amherst, NY
HSBC SECURITIES (USA) INC. · Amherst, NY

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