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Rosanne Marie Braxton

Level Financial Advisors, Inc.

East Amherst, NY

CRD 4373612

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Employer firm

Level Financial Advisors, Inc. CRD 110641

$863M regulatory AUM 15 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Level Financial Advisors, Inc.

9310 Transit Road Suite 300, East Amherst, NY 14051 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-28
TX RA APPROVED 2013-10-04
  • NY RA
    APPROVED
    Since 2021-07-28
  • TX RA
    APPROVED
    Since 2013-10-04

Branch Locations

9310 Transit Road Suite 300, East Amherst, NY 14051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Level Financial Advisors, Inc. East Amherst NY 09/1987 Present
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
KEY INVESTMENT SERVICES LLC
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Nearby Investors

Alyssa Nicole Bogardus
ELISE FAY MURPHY
STEVEN MARK ELWELL

Nearby Offices

LPL FINANCIAL LLC · EAST AMHERST, NY
LPL FINANCIAL LLC · EAST AMHERST, NY
KEY INVESTMENT SERVICES LLC · Amherst, NY

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