Gregory Paul Poleon

Current Employers

Employment History

• 03/2002 → 06/2024
  Securities America, Inc.
  Williamsville, NY
• 04/2002 → 06/2024
  Securities America Advisors, Inc.
  Williamsville, NY
• 03/2002 → Present
  Gregory Poleon
  Amherst, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Williamsville, NY

Previous Registrations

• 2021-08-22 → 2024-06-14
  Securities America Advisors, Inc.
  Williamsville, NY
  Williamsville, NY

Other Businesses

1. GREG POLEON POSITION: owner, none, wife manages NATURE: rental property INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2013 ADDRESS: 15 delham, buffalo NY 14215 DESCRIPTION: own, manage property, repairs, rent collections 2. POLEON COMPREHENSIVE WEALTH MANAGEMENT LLC POSITION: owner NATURE: Poleon Comprehensive Wealth Management LLCAsset management company to run my financial practice and property management businesses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2022 ADDRESS: 6024 Main St, Williamsville NY 14221 DESCRIPTION: i will run payroll, benefits for employees out of this LLC 3. 6024 MAIN STREET WILLIAMSVILLE NY 14221 POSITION: owner NATURE: WNY Phamacy Specialsit LLCThis is my old consulting corporation. In 2021 I changed purpose to own property. 6024 Main st Williamsvile NT 14221 is an office building I purchased under this corporation. It will be used for my new office in 8/1/22 and also has rental space for other professionals. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 6024 Main St, Williamsville NY 14221 DESCRIPTION: 12 persons multii floor office building. I will use 5 offices and 1 conferance room for my office. Will rent out 6 other offices. 4. NOTARY POSITION: supervisor NATURE: Notary for staff Donna Stuber and Kelly Brennan INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2022 ADDRESS: 6024 main st, Williamsville NY 14221 DESCRIPTION: notary 5. LE3 INC POSITION: board member, advice NATURE: le3 inc a non for profit before and after education program i started for my daughter INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2016 ADDRESS: 6024 Main St, williamsville NY 14221 DESCRIPTION: helped my daughter start a before and after school program for public and private schools. Also 4 day centers 6. LE3 POSITION: board member, cfo NATURE: LE3 inc is a non for profit before and after education program and prek school that i helped my daughter start INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2015 ADDRESS: 6024 main st, williamsville dr NY 14221 DESCRIPTION: cares for children before and after school starts at the schools locations. includes all day camps for vacation, holiday, school days off 7. BROKER POSITION: broker NATURE: sECURITIES aMERICA aDVISOR INC - INVESTMENT ADVISOR independent advisor representative - investment related - start date 4-2002 located at 25 california dr williamsville ny 14221 INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 8 START DATE: 04/01/2002 ADDRESS: 6024 main st, williamsville NY 14221 DESCRIPTION: stockbroker financial advisor 8. 855 ENGLEWOOD INC POSITION: owner NATURE: property owner INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/30/2022 ADDRESS: 855 englewood ave, tonawanda NY 14213 DESCRIPTION: commercial building rent to daycare company 9. POLEON2285 CENTER RD LLC POSITION: owner NATURE: Property purchase for rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2025 ADDRESS: 160 koster row, amherst NY 14226, United States DESCRIPTION: rental property, wife manages 10. POLEON PROPERTY SOLUTIONS LLC POSITION: president NATURE: Management, repair, plowing, landscaping and general maintained on my building INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2025 ADDRESS: 160 koster row, amherst NY 14226, United States DESCRIPTION: Opened a new company for property management, mostly my properties. My son Marc Poleon is the only full time employee

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-19
• S63 Uniform Securities Agent State Law Examination
  1998-11-09