Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-02-17
NY RA APPROVED 2025-09-18
TX RA APPROVED 2025-09-18
  • SC RA
    APPROVED
    Since 2026-02-17
  • NY RA
    APPROVED
    Since 2025-09-18
  • TX RA
    APPROVED
    Since 2025-09-18

Branch Locations

6044 Main Street, Williamsville, NY 14221 • United States

Mount Pleasant, SC • United States

4264 N. Buffalo Street 3Rd Floor [Office Of Convenience], Orchard Park, NY 14127 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Orchard Park NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Orchard Park NY 11/2016 09/2025
Wells Fargo Advisors Financial Network, Llc Orchard Park NY 09/2025 Present
Previous Registrations
  • 2003-07-01 → 2025-09-18
    Orchard Park, NY
    Williamsville, NY
    Buffalo, NY
    Williamsville, NY
  • 1999-04-08 → 2003-07-01
    Prudential Equity Group, Llc
    Buffalo, NY
Other Businesses

EXECUTOR FOR MOTHER'S ESTATE, INV RELATED, ORCHARD PARK, NY, START: 3/1/2021, 10 HRS/MONTH, 1 HR DURING TRADING. | COMMERCIAL RENTAL PROPERTY; INV RELATED; WILLIAMSVILLE, NY; 33.33% OWNERSHIP; 04/2025; 8 HOURS PER MONTH; 0 DURING TRADING; FINET OFFICE WITH TWO RENTALS | 6044 MAIN STREET, LLC; INV RELATED; WILLIAMSVILLE, NY; 33.33% OWNERSHIP; 12/2024; 8 HOURS PER MONTH; 0 DURING TRADING; LLC FOR FINET OFFICE. I HOLLINS WEALTH MANAGEMENT LLC; INVT RELATED; WILLIAMSVILLE NY; WELLS FARGO FINET LOCATION; 100% OWNER; 07/07/2025; 20 HOURS PER MONTH; 20 HOURS PER MONTH DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-11
S63 Uniform Securities Agent State Law Examination 1981-02-10
  • S65 Uniform Investment Adviser Law Examination
    1999-09-11
  • S63 Uniform Securities Agent State Law Examination
    1981-02-10

View on SEC IAPD

More in Williamsville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor