Best Investors Account Sign in

James Lukas

Wells Fargo Advisors Financial Network, LLC

Highland, NY

Westfield, NJ

Claim This Profile
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-14
NJ RA APPROVED 2023-05-12
  • NY RA
    APPROVED
    Since 2023-06-14
  • NJ RA
    APPROVED
    Since 2023-05-12

Branch Locations

Highland, NY • United States

50 Cardinal Drive Suite 101, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Summit NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Summit NJ 11/2016 05/2023
Wells Fargo Advisors Financial Network, Llc Westfield NJ 05/2023 Present
Previous Registrations
Other Businesses

LUJAM LLC; INV. RELATED; EDISON, NJ; 100% OWNERSHIP; SOLE PROPRIETORSHIP FOR FINET; START DATE 5/1/2023; 0 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-31
S63 Uniform Securities Agent State Law Examination 1995-01-26
  • S65 Uniform Investment Adviser Law Examination
    1996-05-31
  • S63 Uniform Securities Agent State Law Examination
    1995-01-26
Other Names
  • Jim Lukas
  • James Anthony Lukas

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
FIG TREE WEALTH MANAGEMENT LLC
WOODSTOCK WEALTH MANAGEMENT, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
PASCO INVESTMENT ADVISORS INC
SANTANDER SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

KEVIN JOSEPH MCALOON
JOHN ROBERT MASOTTI
PAUL COSTELLO
EDWARD BAND
JOHN PISZKO
ANA M RIEWERTS
LINDA GAUCHER
DANIEL G. RISPOLI

Other Offices

LPL FINANCIAL LLC · MOUNTAINSIDE, NJ
FIG TREE WEALTH MANAGEMENT LLC · MOUNTAINSIDE, NJ
WOODSTOCK WEALTH MANAGEMENT, INC. · Mountainside, NJ
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Mountainside, NJ
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · WESTFIELD, NJ
PASCO INVESTMENT ADVISORS INC · WESTFIELD, NJ
SANTANDER SECURITIES LLC · Garwood, NJ
WELLS FARGO CLEARING SERVICES, LLC · KENILWORTH, NJ

More in Highland, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor