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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-05-12 |
| TX | RA | APPROVED | 2023-05-11 |
Branch Locations
50 Cardinal Drive Suite 101, Westfield, NJ 07090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Summit | NJ | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Summit | NJ | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Westfield | NJ | 05/2023 | Present |
HUB ADVISORS, LLC, INV RELATED, WATCHUNG, NJ, 20% OWNERSHIP, START: 1/1/2023, 0 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE.| JRM FINANCIAL SERVICES; INV RELATED; FINET PRACTICE; WESTFIELD, NJ; 100% OWNERSHIP; START DATE 05/11/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-06 |
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