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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-05-15 |
Branch Locations
50 Cardinal Drive Suite 101, Westfield, NJ 07090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Summit | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Summit | NJ | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Westfield | NJ | 05/2023 | Present |
HUB ADVISORS LLC, INV RELATED, WESTFIELD, NJ, 20% OWNERSHIP, START 9/2/2022, 50 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE. KJM FINANCIAL SERVICES CORP, INV RELATED, SUMMIT, NJ, 100% OWNERSHIP; START 1/59/2023, 50 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE. CRESTVIEW SWIM CLUB, INV RELATED, NEW PROVIDENCE, NJ, TREASURER, START 2/1/2023, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, CREATING BUDGET MANAGING CASHFLOW AND BILL PAYMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-03 |
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