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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-10-17 |
Branch Locations
50 Cardinal Drive Suite 101, Westfield, NJ 07090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Summit | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 11/2016 | 07/2023 |
| Wells Fargo Advisors Financial Network, Llc | Westfield | NJ | 09/2024 | Present |
| Retired | Sparta | NJ | 07/2023 | 09/2024 |
PLC CONSULTING LLC; INV. RELATED; SPARTA, NJ; 100% OWNERSHIP; FINET PAYROLL; START DATE: 95/5/2024; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-15 |
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