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John Michael Ludwig

LPl Financial LLC

Carmel, IN

Columbus, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-26
IN RA APPROVED 2012-12-10
  • TX RA
    APPROVED
    Since 2020-03-26
  • IN RA
    APPROVED
    Since 2012-12-10

Branch Locations

401 Pennsylvania Pkwy # 200, Carmel, IN 46280 • United States

Columbus, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Real Estate Indianapolis IN 09/2005 03/2021
Lhd Retirement Indianapolis IN 04/2011 Present
Lpl Financial, Llc Indianapolis IN 12/2012 Present
  • 09/2005 → 03/2021
    Real Estate
    Indianapolis, IN
  • 04/2011 → Present
    Lhd Retirement
    Indianapolis, IN
  • 12/2012 → Present
    Lpl Financial, Llc
    Indianapolis, IN
Previous Registrations
Other Businesses

1. 12/10/2012: NON-VARIABLE INSURANCE - LHD BENEFITS - SALES OF FIXED LIFE, HEALTH, DISABILITY, AND LONG TERM CARE INSURANCE. - TIME SPENT 5% - INDIANAPOLIS, IN. 2. 4/18/2013: DBA ONLY - LHD RETIREMENT - INDIANAPOLIS, IN. 3. 4/23/2013: DBA ONLY - LUDWIG FINANCIAL SERVICES, INC. - INDIANAPOLIS, IN. 4. 09/16/2022 - Ludwig Financial Services Inc - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-02
  • S63 Uniform Securities Agent State Law Examination
    1987-07-02
Designations
Other Names
  • John M Ludwig

View on SEC IAPD

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Other Investors

ADAM TREVOR BUNDAY
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DAKOTA A BUNDAY
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DAVID STEWART LANE WEIR
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BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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