Aileen Gail Krohn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1991 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 03/2020 → Present
  Macaulay & Associates Llc
  Spokane, WA
• 11/2020 → 05/2024
  Securities America, Inc.
  Spokane, WA
• 11/2020 → 05/2024
  Securities America Advisors, Inc.
  Spokane, WA
• 05/2024 → Present
  Lpl Financial Llc
  Spokane, WA

Previous Registrations

• 2020-11-06 → 2024-05-21
  Securities America Advisors, Inc.
  Spokane, WA
• 1992-01-24 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Spokane, WA
  Seattle, WA

Other Businesses

1) 04/18/2024 - Macaulay & Associates LLCLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2015-03-26
• S63 Uniform Securities Agent State Law Examination
  1986-10-10

Other Names

• Aileen Gail Cox