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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-05-21 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
421 West Riverside Avenue Suite 1700, Spokane, WA 99201 • United States
421 West Riverside Ave St 1700, Spokane, WA 99201 • United States
2001 6Th Ave Ste 3300, Seattle, WA 98121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 02/1991 | 11/2020 |
| Macaulay & Associates Llc | Spokane | WA | 03/2020 | Present |
| Securities America, Inc. | Spokane | WA | 11/2020 | 05/2024 |
| Securities America Advisors, Inc. | Spokane | WA | 11/2020 | 05/2024 |
| Lpl Financial Llc | Spokane | WA | 05/2024 | Present |
1) 04/18/2024 - Macaulay & Associates LLCLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-10 |
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