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Mark Brian Chingren

Spc

Fort Dodge, IA

CRD 1557279

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Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-05-06
  • IA RA
    APPROVED
    Since 2020-05-06

Branch Locations

805 Central Ave Suite 400, Fort Dodge, IA 50501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chingren Agency Fort Dodge IA 08/1983 Present
Transamerica Life Companies Los Angeles CA 08/1983 Present
Parkland Securities Ann Arbor MI 08/2014 Present
  • 08/1983 → Present
    Chingren Agency
    Fort Dodge, IA
  • 08/1983 → Present
    Transamerica Life Companies
    Los Angeles, CA
  • 08/2014 → Present
    Parkland Securities
    Ann Arbor, MI
Previous Registrations
  • 2013-01-29 → 2014-12-31
    Fort Dodge, IA
    Ann Arbor, MI
  • 2010-05-05 → 2012-12-31
    Fort Dodge, IA
  • 2009-09-04 → 2009-12-15
    Fort Dodge, IA
  • 1999-01-12 → 2009-09-04
    Transamerica Financial Advisors, Inc.
    Fort Dodge, IA
    New Richmond, WI
Other Businesses

CHINGREN AGENCY, INC, CHINGREN FINANCIAL ADVISORS, INC. PRESIDENT, SOLE OWNER - INSURANCE. FARM MANAGER FOR PARENTS FARM - 2 HOURS/YEAR, APPROXIMATELY 3K INCOME.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-06
  • S63 Uniform Securities Agent State Law Examination
    1987-01-06
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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