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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-24
IA RA APPROVED 2018-10-20
  • TX RA
    APPROVED
    Since 2018-10-24
  • IA RA
    APPROVED
    Since 2018-10-20

Branch Locations

122 N 9Th Street, Fort Dodge, IA 50501 • United States

Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services Corp. Fort Dodge IA 07/1999 10/2018
Cambridge Investment Research, Inc. Fort Dodge IA 10/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 Present
  • 07/1999 → 10/2018
    Broker Dealer Financial Services Corp.
    Fort Dodge, IA
  • 10/2018 → Present
    Cambridge Investment Research, Inc.
    Fort Dodge, IA
  • 10/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2018-08-17 → 2018-10-20
    Investment Advisors Corp
    Fort Dodge, IA
    West Des Moines, IA
Other Businesses

1) FORT DODGE DAYBREAK ROTARY, PO Box 1431, Fort Dodge IA 50501, United States, 07/2025, BOARD MEMBER, NIR, 5/MO 0/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) LMA INVESTMENTS, 122 N 9TH ST, FORT DODGE, IA, 09/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 2/MO 2/TRADING. 4) FORT DODGE FINE ARTS ASSOCIATION, 921 CENTRAL AVENUE FORT DODGE IA 50501, 04/2022, NIR, TREASURER, 2 HR/MO 0 HR/MO TRADING 5) LETICIA ANDERSON, 122 N 9TH ST FORT DODGE IA 50501, 12/2020, NOTARY, CLERICAL, NIR, 1 HR/MO 0 HR/MO TRADING 6) ALMOST HOME HUMANE SOCIETY OF NORTH CENTRAL IOWA, 725 SOUTH 32ND ST, FORT DODGE IA 50501, 06/01/2026, TREASURER, PET/ANIMAL SERVICES, NIR, 5 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-17
S66 Uniform Combined State Law Examination 1999-12-20
  • S65 Uniform Investment Adviser Law Examination
    2018-08-17
  • S66 Uniform Combined State Law Examination
    1999-12-20
Other Names
  • Letitia Green
  • Letitia Marie Green
  • Letitia Marie Christnagel

View on SEC IAPD

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