Brett Stone Underberg

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 04/2022
  Lpl Financial Llc
  West Des Moines, IA
• 04/2022 → Present
  Wells Fargo Clearing Services, Llc
  Des Moines, IA

Previous Registrations

• 2012-12-17 → 2022-06-03
  Lpl Financial Llc
  West Des Moines, IA
  West Des Moines, IA
  Perry, IA
  West Des Moines, IA
• 2011-01-03 → 2012-12-18
  Wells Fargo Clearing Services, Llc
  Perry, IA
  Jefferson, IA
  Clive, IA
  Johnston, IA
• 2008-06-09 → 2011-01-03
  Wells Fargo Investments, Llc
  Johnston, IA
  Clive, IA
  Johnston, IA
  Jefferson, IA
  Perry, IA

Other Businesses

CORNERSTONE UNLIMITED, LLC, INVT RELATED, ALTOONA, IOWA, 100% OWNERSHIP, START DATE 5/24/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, FOR RENTAL PROPERTY.

Exams

• S66 Uniform Combined State Law Examination
  2008-06-07
• S63 Uniform Securities Agent State Law Examination
  1995-06-12

Other Names

• Brett Stone Underberg