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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-04-17 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Overland Park | KS | 08/2010 | 04/2024 |
| Agia | Houston | TX | 12/2022 | 04/2024 |
| Principal Life Insurance Company | West Des Moines | IA | 04/2024 | Present |
| Principal Securities, Inc | West Des Moines | IA | 04/2024 | Present |
FIXED INSURANCE POSITION: Registered Rep NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/16/2024 ADDRESS: 6701 Westown Parkway Ste 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed insurance: Life, Disability, Annuities, Long Term Care, Health, Medicare Supplements, Group Benefits
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-29 |
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