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Jennie Jean Henry

Principal Securities, Inc.

West Des Moines, IA

Tucson, AZ

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-07-12
TX RA APPROVED 2021-06-17
IA RA APPROVED 2004-05-26
  • AZ RA
    APPROVED
    Since 2024-07-12
  • TX RA
    APPROVED
    Since 2021-06-17
  • IA RA
    APPROVED
    Since 2004-05-26

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foundations Of Life West Des Moines IA 06/2007 10/2016
Principal Life Insurance Company West Des Moines IA 10/2001 Present
Principal Securities Inc West Des Moines IA 10/2001 Present
  • 06/2007 → 10/2016
    Foundations Of Life
    West Des Moines, IA
  • 10/2001 → Present
    Principal Life Insurance Company
    West Des Moines, IA
  • 10/2001 → Present
    Principal Securities Inc
    West Des Moines, IA
Other Businesses

*OUTSIDE INSURANCE, SELLS DISABILITY INSURANCE, LIFE INSURANCE, LTC, ANNUITIES, HEALTH INSURANCE, SALES & SERVICE OF INDIVIDUAL & GROUP HEALTH INSURANCE THROUGH VARIOUS CARRIES, 7/2/15.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-23
S63 Uniform Securities Agent State Law Examination 1998-11-19
  • S65 Uniform Investment Adviser Law Examination
    2004-04-23
  • S63 Uniform Securities Agent State Law Examination
    1998-11-19
Designations
Other Names
  • Jennie Jean Niedermeier
  • Jennie Jean Gates

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
FOSTER GROUP, INC.
KSA PARTNERS, LLC
LPL FINANCIAL LLC
ARETE WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

DANIEL ALEXANDER ALLEN
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON
Benjamin John Spence

Other Offices

COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA

More in West Des Moines, IA

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