Tracy Ann Crimmins

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Fort Dodge, IA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Fort Dodge, IA

Previous Registrations

• 2017-09-07 → 2018-11-02
  Signator Investors, Inc.
  Fort Dodge, IA
  Cedar Rapids, IA
  Rochester, MN

Other Businesses

1. CENTURY FINANCIAL & INSURANCE SERVICES, LLC- INSURANCE POSITION: Owner NATURE: LLC & DBA for insurance business INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 07/12/2019 ADDRESS: 130 N. 25th Street, Fort Dodge IA 50501, United States DESCRIPTION: INDEPENDENT LIFE/FIXED AND HEALTH INSURANCE AGENT / SELL MISCELLANEOUS INSURANCE, FIXED, LONG-TERM CARE, AND HEALTH INSURANCE PRODUCT SALES AND PROVIDE CUSTOMER SERVICE OF INSURANCE, FIXED, LONG-TERM CARE, AND HEALTH INSURANCE PRODUCTS 2. CENTURY FINANCIAL & INSURANCE SERVICES, LLC- SECURITIES POSITION: Investment Advisor Representative NATURE: LLC & DBA for Securities products including mutual funds, variable annuities, managed accounts, and variable life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 110 SECURITIES TRADING HOURS: 90 START DATE: 08/01/2019 ADDRESS: 130 N 25th Street, Fort Dodge IA 50501, United States DESCRIPTION: Sales and service of securities products including mutual funds, variable annuities, managed accounts, and variable life insurance. 3. HOLY TRINITY PARISH & ST EDMOND CATHOLIC SCHOOLS FINANCE BUILDINGS & GROUNDS COMMITTEE POSITION: Committee member NATURE: Was asked to become a member of my Catholic church and school finance committee. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/19/2021 ADDRESS: 2220 4th Ave. N., Fort Dodge IA 50501, United States DESCRIPTION: Monthly meetings to review financials for both church and school. I have no check-writing ability or transaction authority on the committee. 4. PRESERVE FORT DODGE POSITION: Vice President NATURE: This is a non-profit LLC recently organized with a mission of salvaging to repurpose old building structures in the city of Fort Dodge. I serve on the committee as the Vice President. We receive grants, meet with consultants to strategize and finance the most current building structure. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: 24 N. 9th Street, Suite A, Fort Dodge IA 50501, United States DESCRIPTION: Attend possibly monthly meetings to review progress and strategies to move forward making progress. May occasionally meet with consultants or contractors for specific projects.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-16
• S63 Uniform Securities Agent State Law Examination
  2011-06-14

Other Names

• Tracy Ann Garner