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Carol Jean Breeser

Wells Fargo Clearing Services, LLC

Fort Dodge, IA

West Des Moines, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2011-01-03
  • IA RA
    APPROVED
    Since 2011-01-03

Branch Locations

822 Central Ave, Fort Dodge, IA 50501 • United States

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Dodge IA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Fort Dodge IA 11/2016 Present
Previous Registrations
  • 2008-01-29 → 2011-01-03
    Wells Fargo Investments, Llc
    Fort Dodge, IA
    Fort Dodge, IA
    Des Moines, IA
    Fort Dodge, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-28
  • S66 Uniform Combined State Law Examination
    2008-01-28
Other Names
  • Carol Jean Dragstedt

View on SEC IAPD

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JOHN JOSEPH NIELSEN
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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Dodge, IA
OSAIC WEALTH, INC. · FORT DODGE, IA
SPC · Fort Dodge, IA
EDWARD JONES · FORT DODGE, IA
AMERIPRISE FINANCIAL SERVICES, LLC · FORT DODGE, IA
BFC PLANNING, INC. · Fort Dodge, IA
EDWARD JONES · FORT DODGE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Dodge, IA

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