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Christopher Alan Ruffino

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

Bloomfield Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-28
MI RA APPROVED 2010-09-17
TX RA APPROVED_RES 1997-10-10
  • FL RA
    APPROVED
    Since 2023-09-28
  • MI RA
    APPROVED
    Since 2010-09-17
  • TX RA
    APPROVED_RES
    Since 1997-10-10

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Bloomfield Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Detroit MI 08/1986 Present
Bank Of America,Na Bloomfield Hills MI 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-30
S63 Uniform Securities Agent State Law Examination 1986-11-17
  • S65 Uniform Investment Adviser Law Examination
    1994-08-30
  • S63 Uniform Securities Agent State Law Examination
    1986-11-17

View on SEC IAPD

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