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46 Southfield Avenue Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-05-16 |
Branch Locations
19800 Macarthur Blvd., Suite 600, Irvine, CA 92612 • United States
46 Southfield Avenue Suite 200, Stamford, CT 06902 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mischler Financial Group, Inc. | Irvine | CA | 04/2026 | Present |
| Mischler Financial Group, Inc. | Irvine | CA | 08/1996 | 04/2026 |
| Rampart Asset Management Llc | Irvine | CA | 12/2013 | Present |
| Real Property Strategies | Corona Del Mar | CA | 01/2018 | 04/2025 |
1) Rampart Asset Management, LLC; Yes, investment related; 46 Southfield Ave, Ste. 200, Stamford, CT 06902; Registered Investment Advisor firm; Registered Advisor/President/CCO/CFO; Started 12/2013, company became active 11/2024; 4-6 hrs monthly; 4-6 hrs. during securities trading hrs; Investment advisory services 2) Mischler Financial Group, Inc; Yes, investment-related; 19800 MacArthur Blvd, Ste. 600, Irvine, CA 92612; Registered Broker Dealer; 8/1996 to 4/2026- CFO/President/COO-FINOP/CCO/Secretary/Owner/Director; 4/2026 to Present-President/COO-FINOP/Co-Chief Compliance Officer/Secretary/Director/Owner; 160 hrs monthly; 160 hrs during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-05 |
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