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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-23 |
| TX | RA | APPROVED | 2025-04-03 |
Branch Locations
110 Oakwood Drive Suite 470, Winston Salem, NC 27103 • United States
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Winston Salem | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winston Salem | NC | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Winston Salem | NC | 10/2022 | 04/2025 |
| &Partners | Nashville | TN | 04/2025 | Present |
CO-TRUSTEE FOR PARENTS CHARITABLE REMAINDER TRUST; INV. RELATED; KETTERING, OH; START 9/1993; 1 HR MONTH; 1 HR DURING TRADING HRS. RIAZZI RHYNE & SWAIM INVESTMENT GROUP LLC, INV RELATED, WINSTON SALEM, NC, 25% OWNERSHIP, START 10/11/2022, 160 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE. WILDCAT INVESTMENTS FORSYTH COUNTY II LLC, INV RELATED, WINSTON SALEM, NC, 100% OWNERSHIP, START 10/11/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-09 |
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