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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-02-10 |
| TX | RA | APPROVED_RES | 2005-10-05 |
| CT | RA | APPROVED | 1997-11-17 |
Branch Locations
206 Boston Post Rd, Madison, CT 06443-2135 • United States
Arrington, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Madison | CT | 10/1997 | Present |
(1) 8/10/2012: 206BPR LLC - OTHER-REAL ESTATE PURCHASE - KIM CHORNEY AND CRAIG BERNARD ARE PURCHASING REAL ESTATE FROM A CURRENT CLIENT. REAL ESTATE TO BE HELD IN LLC. 206 BOSTON POST ROAD, MADISON, CT, 06443 - TIME SPENT 0%. (2) 9/25/2012: MADISON INVESTMENT CENTER, INC - NON-VARIABLE INSURANCE DBA - FIXED INSURANCE SALES - 1% TIME SPENT. (3) 2/27/2014 - MADISON INVESTMENT CENTER - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION - 100% TIME SPENT. (4) 12/15/2016 - Madison Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 11/20/17 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-28 |
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