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Margaret Omarra Maruzo

Principle Wealth

Madison, CT

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Current Employers
Principle Wealth

48 Wall Street, Madison, CT 06443 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-01-27
  • CT RA
    APPROVED
    Since 2023-01-27

Branch Locations

48 Wall Street, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oneamerica Securities South Windsor CT 09/2016 09/2019
American United Life Insurance Company South Windsor CT 07/2016 09/2019
Principle Wealth Partners Llc Madison CT 09/2019 Present
Vf Mcneil Insurance Branford CT 08/2016 08/2019
  • 09/2016 → 09/2019
    Oneamerica Securities
    South Windsor, CT
  • 07/2016 → 09/2019
    American United Life Insurance Company
    South Windsor, CT
  • 09/2019 → Present
    Principle Wealth Partners Llc
    Madison, CT
  • 08/2016 → 08/2019
    Vf Mcneil Insurance
    Branford, CT
Previous Registrations
Other Businesses

1) ACORD, INC., NON INVESTMENT-RELATED, WALLINGFORD CT, VP BOARD OF DIRECTORS, CHARITABLE ORGANIZATION, 06/2016, 3 HRS/MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-05
S63 Uniform Securities Agent State Law Examination 1997-06-06
  • S65 Uniform Investment Adviser Law Examination
    2001-09-05
  • S63 Uniform Securities Agent State Law Examination
    1997-06-06
Other Names
  • Megan Maruzo

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
ACCRETIVE CAPITAL MANAGEMENT, LLC
ACADIAN VENTURES MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC
COMMONWEALTH FINANCIAL NETWORK
AMERIPRISE FINANCIAL SERVICES, LLC
MORGAN STANLEY

Other Investors

AMY ALISIA LAWLER
CHRISTOPHER JOSEPH MACCA
KYLE JOSEPH FARRELL
Tracy Ane Pierson
ROBERT SANTINO PAOLUCCI
GLENN SIMON ZAVORSKAS
COLIN MICHAEL DUGAN
June Lori Berglund

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MADISON, CT
LPL FINANCIAL LLC · MADISON, CT
ACCRETIVE CAPITAL MANAGEMENT, LLC · MADISON, CT
ACADIAN VENTURES MANAGEMENT, LLC · MADISON, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
COMMONWEALTH FINANCIAL NETWORK · MADISON, CT
COMMONWEALTH FINANCIAL NETWORK · Madison, CT

More in Madison, CT

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