Best Investors Account Sign in
Inactive

Tracy Ane Pierson

Principle Wealth

Madison, CT

Claim This Profile
Current Employers
Principle Wealth

48 Wall Street, Madison, CT 06443 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-06-04
  • CT RA
    APPROVED
    Since 2025-06-04

Branch Locations

48 Wall Street, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Wallingford CT 05/2024 12/2024
Lobo & Pascale Wealth Management Wallingford CT 05/2024 12/2024
Jeffery N Mehler, Cfp Llc Essex CT 12/2012 05/2024
Unemployed Clinton CT 01/2025 03/2025
Principle Wealth Partners Llc Madison CT 04/2025 Present
  • 05/2024 → 12/2024
    Commonwealth Financial Network
    Wallingford, CT
  • 05/2024 → 12/2024
    Lobo & Pascale Wealth Management
    Wallingford, CT
  • 12/2012 → 05/2024
    Jeffery N Mehler, Cfp Llc
    Essex, CT
  • 01/2025 → 03/2025
    Unemployed
    Clinton, CT
  • 04/2025 → Present
    Principle Wealth Partners Llc
    Madison, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-05
  • S65 Uniform Investment Adviser Law Examination
    2023-09-05
Other Names
  • Tracy Pierson Zachos

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
ACCRETIVE CAPITAL MANAGEMENT, LLC
ACADIAN VENTURES MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC
COMMONWEALTH FINANCIAL NETWORK
AMERIPRISE FINANCIAL SERVICES, LLC
MORGAN STANLEY

Other Investors

AMY ALISIA LAWLER
CHRISTOPHER JOSEPH MACCA
KYLE JOSEPH FARRELL
ROBERT SANTINO PAOLUCCI
MARGARET OMARRA MARUZO
GLENN SIMON ZAVORSKAS
COLIN MICHAEL DUGAN
June Lori Berglund

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MADISON, CT
LPL FINANCIAL LLC · MADISON, CT
ACCRETIVE CAPITAL MANAGEMENT, LLC · MADISON, CT
ACADIAN VENTURES MANAGEMENT, LLC · MADISON, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
COMMONWEALTH FINANCIAL NETWORK · MADISON, CT
COMMONWEALTH FINANCIAL NETWORK · Madison, CT

More in Madison, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor