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48 Wall Street, Madison, CT 06443 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-17 |
| CT | RA | APPROVED | 2017-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Essex Financial Services, Inc. | Essex | CT | 06/2009 | Present |
| Principle Wealth Partners Llc | Madison | CT | 08/2017 | Present |
Principle Wealth Partners LLC, 99 Durham Road, Madison, CT, Wealth Management Services, Founder, CEO & Advisor, 8/21/2017, 200 hours per month, 140 hours during trading hours, Provide wealth management services to clients. Essex Financial Services, Inc., 99 Durham Road, Madison, CT, Broker-Dealer, Registered Rep, 6/16/2009, 20 hours per month, 10 hours during market hours, Commission based sales of Securities and Investment products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-07 |
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