Colin Michael Dugan

Current Employers

Employment History

• 07/2013 → 06/2018
  Lpl Financial Llc
  Old Saybrook, CT
• 07/2013 → 06/2018
  Northstar Wealth Partners Llc
  Old Saybrook, CT
• 06/2018 → Present
  Principle Wealth Partners, Llc
  Madison, CT

Previous Registrations

• 2017-09-22 → 2018-07-02
  Northstar Wealth Partners Llc
  Old Saybrook, CT
  West Hartford, CT
• 2013-07-11 → 2018-06-12
  Lpl Financial Llc
  Old Saybrook, CT
  West Hartford, CT
• 2010-06-30 → 2013-11-20
  Essex Financial Services, Inc.
  Essex, CT
  Essex, CT
• 2009-03-11 → 2010-06-22
  Diastole Wealth Management
  Guilford, CT
  Old Saybrook, CT

Other Businesses

1. 11/16/2016 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 11/14/2016 - 1 Hour Per Month During Securities Trading - notary public. 2. 2/22/2018 - No Business Name - Not Investment Related - 71 West Main Street, Chester, CT 06412 - Real Estate Rental - Started 02/01/2017 - Appx. 5 Hours Per Month/0 Hours During Securities Trading. 3. 08/31/2022 - No Business Name - Not Investment Related - 3 Crowley Drive, Old Saybrook, 06475 - Real Estate Rental - Started 11/01/2021 - Appx. 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-04-11
• S65 Uniform Investment Adviser Law Examination
  2009-03-10

Designations